Brokercheck

live Reference

FINRA BrokerCheck MCP — individual broker / adviser and firm disciplinary lookup

3 tools
0ms auth
free tier 50 calls/day

Tools

brokercheck_search_individual

Search individual stockbrokers and investment-adviser representatives by name via FINRA BrokerCheck — the regulator-published registry investors use for due diligence and investor-protection backgroun

No parameters required.

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brokercheck_individual_detail

Get the full FINRA BrokerCheck profile for one individual broker/adviser rep by CRD number (from brokercheck_search_individual). Returns employment history (current + previous firms) and, when present

No parameters required.

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brokercheck_search_firm

Search brokerage / broker-dealer firms by name via FINRA BrokerCheck. Returns matching firms with CRD number, SEC number, registration scope, a disclosure flag (has_disclosures — the firm has reported

No parameters required.

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Test with curl

The gateway speaks JSON-RPC 2.0 over HTTP POST. You can test any pack directly from the terminal.

List available tools
bash 
curl -X POST https://gateway.pipeworx.io/brokercheck/mcp \
  -H "Content-Type: application/json" \
  -d '{"jsonrpc":"2.0","id":1,"method":"tools/list"}'
Call a tool
bash 
curl -X POST https://gateway.pipeworx.io/brokercheck/mcp \
  -H "Content-Type: application/json" \
  -d '{"jsonrpc":"2.0","id":2,"method":"tools/call","params":{"name":"brokercheck_search_individual","arguments":{}}}'

Use with the SDK

Install @pipeworx/sdk to call tools from any TypeScript/Node project.

TypeScript 
import { Pipeworx } from '@pipeworx/sdk';
const px = new Pipeworx();
const result = await px.call("brokercheck_search_individual", {});
ask_pipeworx 
// Or ask in plain English:
const answer = await px.ask("finra brokercheck mcp — individual broker / adviser and firm disciplinary lookup");