`sec_13d_filings`

Pack: sec-beneficial-ownership · Connect: https://pipeworx.io/mcp (see Connect below for a single-pack URL)

No MCP client? Call it directly: GET https://gateway.pipeworx.io/v1/tools/sec_13d_filings for the schema, then POST the same URL with its arguments for the data.

List 13D/13G filings (plus amendments) for an issuer, newest first.

Tool description as the model sees it

List Schedule 13D / 13G beneficial-ownership filings (and their amendments, 13D/A and 13G/A) for one issuer — AUTHORITATIVE source for “who owns 5%+ of $TICKER” and “has an activist filed a 13D on this company”. Takes a ticker or company name (auto-resolved to CIK) or a CIK directly. Each row flags structured: true/false — filings from SEC’s 2024 XML rule onward are structured and feed straight into sec_13d_filing; older ones are plain text/HTML only. Use sec_13d_filing on any accession_number returned here to get the actual reporting-owner data (percent of class, voting power, purpose).

Parameters

Name	Type	Required	Description
`ticker_or_cik`	string	no	Stock ticker (“GME”), company name (“GameStop”), or SEC CIK, of the ISSUER whose beneficial-ownership filings to list.
`ticker`	string	no	Alias for ticker_or_cik.
`cik`	string	no	Alias for ticker_or_cik.
`form_type`	string	no	Filter to one form family. “13D” / “13G” exclude amendments; “13D/A” / “13G/A” are amendments only. Default “all”.
`limit`	number	no	Max rows to return (1-40, default 20).

Example call

Arguments

{
  "ticker_or_cik": "IMXI",
  "form_type": "all",
  "limit": 10
}

curl

curl -X POST https://gateway.pipeworx.io/sec-beneficial-ownership/mcp \
  -H 'Content-Type: application/json' \
  -d '{"jsonrpc":"2.0","id":1,"method":"tools/call","params":{"name":"sec_13d_filings","arguments":{"ticker_or_cik":"IMXI","form_type":"all","limit":10}}}'

TypeScript (@pipeworx/sdk)

import { Pipeworx } from '@pipeworx/sdk';
const pipeworx = new Pipeworx();

const result = await pipeworx.call('sec_13d_filings', {
  "ticker_or_cik": "IMXI",
  "form_type": "all",
  "limit": 10
});

Connect

Add this to your MCP client config — every tool in the catalog, including this one — or use one-click install buttons:

{
  "mcpServers": {
    "pipeworx": {
      "url": "https://pipeworx.io/mcp"
    }
  }
}

Connect to just the sec-beneficial-ownership pack

{
  "mcpServers": {
    "sec-beneficial-ownership": {
      "url": "https://gateway.pipeworx.io/sec-beneficial-ownership/mcp"
    }
  }
}

See Getting Started for client-specific install steps.

sec_13d_filings