brokercheck_individual_detail

Pack: brokercheck · Endpoint: https://gateway.pipeworx.io/brokercheck/mcp

Get the full FINRA BrokerCheck profile for one individual broker/adviser rep by CRD number (from brokercheck_search_individual). Returns employment history (current + previous firms) and, when present, the actual disclosure EVENTS — each with event date, disclosure type (e.g. Customer Dispute, Regulatory, Criminal, Financial, Termination), resolution status, and the disclosure detail (allegation/disposition). This is the “is this broker clean, and if not what happened” tool.

Parameters

NameTypeRequiredDescription
crdstringyesIndividual CRD number (a.k.a. ind_source_id), returned by brokercheck_search_individual.

Example call

Arguments

{
  "crd": "5998211"
}

curl

curl -X POST https://gateway.pipeworx.io/brokercheck/mcp \
  -H 'Content-Type: application/json' \
  -d '{"jsonrpc":"2.0","id":1,"method":"tools/call","params":{"name":"brokercheck_individual_detail","arguments":{"crd":"5998211"}}}'

TypeScript (@pipeworx/sdk)

import { Pipeworx } from '@pipeworx/sdk';
const pipeworx = new Pipeworx();

const result = await pipeworx.call('brokercheck_individual_detail', {
  "crd": "5998211"
});

Connect

Add this to your MCP client config, or use one-click install buttons:

{
  "mcpServers": {
    "brokercheck": {
      "url": "https://gateway.pipeworx.io/brokercheck/mcp"
    }
  }
}

See Getting Started for client-specific install steps.

Regenerated from source · build September 13, 2026